SEC is seeking public comments on proposed amendments to regulations regarding securities trading services. The proposed changes aim to enhance oversight and ensure compliance with regulations for foreign investors trading through Thai securities companies.
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SEC is seeking public comments on proposed amendments to regulations regarding securities trading services. The proposed changes aim to enhance oversight and ensure compliance with regulations for foreign investors trading through Thai securities companies.
The Securities and Exchange Commission (SEC) is seeking public comments on proposed principles and draft amendments to the regulations related to provision of securities trading services and the sale of securities where the securities company does not possess the securities. The proposed amendments aim to enhance the oversight of securities trading services, maintain fair practices and clarify service provision of securities companies.
Currently, a significant volume of securities trading on the Stock Exchange of Thailand (SET) involves foreign investors, with most orders executed through foreign securities companies to Thai…